Financial Institutions and Markets

CFPB Issues Interim Final Rules on Dodd-Frank Mortgage Loan Servicing Requirements

28 October 2013

Contact: Edmund D. Harllee; Williams Mullen (North Carolina & Virginia, USA) On Wednesday, October 23, the Consumer Financial Protection Bureau (the "Bureau") published interim final rules (and a request for public ...

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AIFMD Update

30 November 1999

Contact: David Williams; LK Shields Solicitors (Ireland) Central Bank issues deadline for submission of applications for authorisation as AIFM. The Central Bank of Ireland has advised that 21 February 2014 has been s ...

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Securities And Exchange Commission Sanctions Three Investment Advisory Firms For Repeatedly Ignoring Problems With Their Compliance Programs

30 November 1999

Contact: Mark D. Knoll & Daniel G. Nelson; Bressler, Amery & Ross, P.C. (New Jersey, USA) On October 23, 2013, the SEC announced that three investment advisory firms had agreed to settlements for repeatedly ignoring s ...

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CFPB Issues Final Rules Amending Regulations B, X and Z to Clarify and Amend Earlier Dodd-Frank Rules

18 October 2013

Contact: Edmund D. Harllee; Williams Mullen (North Carolina & Virginia, USA) On July 2, 2013, the Consumer Financial Protection Bureau (the “Bureau”) published proposed rules and a request for public comment in the ...

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CFPB Issues Interim Final Rules on Dodd-Frank Mortgage Loan Servicing Requirements

AIFMD Update

Securities And Exchange Commission Sanctions Three Investment Advisory Firms For Repeatedly Ignoring Problems With Their Compliance Programs

CFPB Issues Final Rules Amending Regulations B, X and Z to Clarify and Amend Earlier Dodd-Frank Rules

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