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Specialty Group: Financial Institutions and Markets

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Member Articles


Do Spousal Waivers Violate Reg B?

Contact: Heather Morris; Spencer Fane Britt & Browne LLP (Missouri, USA) The reach of the Equal Credit Opportunity Act (“ECOA”) and Regulation B (“Reg B”) has become a popular conversation topic among ...

Do LLC's Need Operating Agreements?

Contact: Adam LaBoda; Spencer Fane Britt & Browne LLP (Missouri, USA) Did you know that most states do not require that a limited liability company adopt a formal operating agreement? In fact, only a five states, includ ...

Managing Third Party Relationships: New Regulatory Guidance for Banks

Contact: von Briesen & Roper, s.c. (Wisconsin, USA) The use of third-party relationships has allowed financial institutions to outsource key functions such as tax, legal, audit, information technology and loan serv ...

The Message from Regulators in 2014: “You had Better Mind Your Own Business and Everyone Else’s . . . . Or Else!”

Contact: Stephanie Kalahurka; Spencer Fane Britt & Browne LLP (Missouri, USA) If you look back at all of the regulations, guidance and enforcement actions over the past year, you will notice a very distinct tr ...

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