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Specialty Group: Financial Institutions and Markets

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Member Articles

CFPB Issues Interim Final Rules on Dodd-Frank Mortgage Loan Servicing Requirements

Contact: Edmund D. Harllee; Williams Mullen (North Carolina & Virginia, USA) On Wednesday, October 23, the Consumer Financial Protection Bureau (the "Bureau") published interim final rules (and a request for public ...

AIFMD Update

Contact: David Williams; LK Shields Solicitors (Ireland) Central Bank issues deadline for submission of applications for authorisation as AIFM. The Central Bank of Ireland has advised that 21 February 2014 has been s ...

Securities And Exchange Commission Sanctions Three Investment Advisory Firms For Repeatedly Ignoring Problems With Their Compliance Programs

Contact: Mark D. Knoll & Daniel G. Nelson; Bressler, Amery & Ross, P.C. (New Jersey, USA) On October 23, 2013, the SEC announced that three investment advisory firms had agreed to settlements for repeatedly ignoring s ...

CFPB Issues Final Rules Amending Regulations B, X and Z to Clarify and Amend Earlier Dodd-Frank Rules

Contact: Edmund D. Harllee; Williams Mullen (North Carolina & Virginia, USA) On July 2, 2013, the Consumer Financial Protection Bureau (the “Bureau”) published proposed rules and a request for public comment in the ...

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