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Specialty Group: Financial Institutions and Markets

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Member Articles


Intermediation of Investment Companies for Derivative Transactions under New Capital Markets Law

In today’s financial markets, derivative instruments comprises an essential part of capital market activities, both for banks and intermediary institutions, as well as the companies aiming to manage their portfolio ris ...

Providing Brokerage Services in Commodities in the UAE: Futures and Derivatives Trading

To perform as a trader (broker) of commodities in the UAE the company (a legal entity incorporated according to the UAE law or foreign company incorporated outside the UAE) needs to carry out the necessary procedures to ...

Varying security for costs orders - how secure is your security?

An order for security for costs is never made lightly by the courts, notwithstanding that they have a broad discretion to do so. That discretion extends to an application to vary a security for costs order already in pla ...

Operation Choke Point: Lawsuit Against Federal Bank Regulators Survives Motion to Dismiss, Proceeds to Discovery

Contact: Camden R. Webb; Williams Mullen’s (North Carolina & Virginia, USA) A federal court in Washington DC has ruled that a lawsuit against federal bank regulators challenging “Operation Choke Point” may pr ...

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