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Specialty Group: Financial Institutions and Markets

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Member Articles


Fitness & Probity Regime: Legislation proposed to introduce greater transparency in financial sector

Hot on the heels of the Central Bank's ‘Dear CEO Letter’  to Regulated Financial Service Providers (RFSPs) on compliance with their obligations under the Fitness and Probity Regime, comes a Government announceme ...

Australian Securities & Investments Commission (ASIC) reviews “buy now pay later” industry

This article is republished from LexisNexis Financial Services Newsletter 2019 - Vol 17 No 10. Authored by Andrea Beatty, Partner and Chelsea Payne, Law Graduate. “Buy now pay later’ is a rapidly expanding industry ...

ASIC announces intention to update RG 209, releases consultation paper

Author: Andrea Beatty In a large step towards the long-promised update to its responsible lending guidance, ASIC released a consultation paper setting out its proposed updated guidance and inviting public feedback. ...

Indonesian Financial Services Authority (OJK) Issues Regulation on Equity Crowdfunding

The Financial Services Authority (Otoritas Jasa Keuangan/”OJK”) has issued regulation on Equity Crowdfunding, i.e. OJK Regulation No. 37/POJK.04/2018 concerning Equity Crowdfunding (“POJK No. 37/2018”) which has ...

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