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Member Articles


FINRA Issues "Expanded Expungement Guidance" To Arbitrators And Parties

Contact: Mark D. Knoll; Bressler, Amery & Ross, P.C. (New Jersey, USA) On October 14, 2013, FINRA Dispute Resolution ("FINRA DR") issued a "Notice to Arbitrators and Parties on Expanded Expungement Guidance" that FINRA ...

Employee Voice is Integral to All Businesses So We Can Shape the Culture of Organisations for the Future

Over one hundred HR practitioners in the Thames Valley attended a joint celebration of both CIPD and Clarkslegal's (Reading, England) centenaries, at an evening reception that reflected on the development of HR throughou ...

A Quick Guide to Doing Business in the UK

Contact: Clarkslegal (Reading, England) IntroductionThere are great opportunities for foreign entrepreneurs and companies to make use of the dynamic and open business climate existing in the UK, as well as a highly skil ...

Securities And Exchange Commission Sanctions Three Investment Advisory Firms For Repeatedly Ignoring Problems With Their Compliance Programs

Contact: Mark D. Knoll & Daniel G. Nelson; Bressler, Amery & Ross, P.C. (New Jersey, USA) On October 23, 2013, the SEC announced that three investment advisory firms had agreed to settlements for repeatedly ignoring s ...

AIFMD Update

Contact: David Williams; LK Shields Solicitors (Ireland) Central Bank issues deadline for submission of applications for authorisation as AIFM. The Central Bank of Ireland has advised that 21 February 2014 has been s ...

Top Tips: Dual-Use Devices in the Workplace

  Contact: Denise Portnoy; Spencer Fane Britt & Browne LLP (Missouri, USA) Increasingly, companies are permitting employees to access corporate e-mail, calendars, contacts and other information using personal ...

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