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Member Articles


SEC Proposes “Family Office” Definition

By: Irwin M. Latner, Patrick D. Sweeney, Richard M. MorrisHerrick, Feinstein LLP, New York, NYOn October 12, 2010, the SEC proposed Rule 202(a)(11)(G)-1 to define "family offices," which will be excluded from ...

Immediate Change to the U.S. Definition of an Accredited Investor

Contact: Albert S. Dandridge, III, Joseph J. Devine and Anthony L. CiucaSchnader Harrison Segal & Lewis LLP, Delaware and Pennsylvania, USAOn July 21, 2010, President Obama signed into law the Dodd-Frank Wall Street Refo ...

Recent Changes to "Accredited Investor" Standard

By: Irwin M. Latner and Patrick D. SweeneyHerrick, Feinstein LLP., New York, New York, USA As a follow-up to our recent alert on the implications of the Private Fund Investment Advisers Registration Act of 20 ...

SEC Adopts "Pay to Play" Rule For Investment Advisers, Their Principals and Key Employees

By: Irwin A. Kishner, Patrick D. Sweeney, Richard M. MorrisHerrick, Feinstein LLP, New York, NYThe SEC adopted a new rule under the Investment Advisers Act of 1940 designed to curtail the practice of making contributions ...

What the Private Fund Investment Act of 2010 Means for You

By: Irwin M. Latner, Patrick D. Sweeney Herrick, Feinstein LLP, New York, NYThe Senate has passed the Private Fund Investment Advisers Registration Act of 2010, which, if enacted in its present form, would significantly ...

Foreign Investment in Australia - Accounting for the Emergence of Complex Structures

On 12 February 2010 the legislation governing foreign investment in Australia was reformed to account for the emergence of complex investment structures.  Corporate Partner, Simon Champion and Corporate Lawyer, ...

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