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Member Articles


Herrick Feinstein's Corporate Alert - April 2012

Contact: Herrick, Feinstein (New York, New York, USA) Headlines include: JOBS Act Signed into Law; Public Companies Gravitate Toward Lead Directors; Delaware Chancery Court Permanently Enjoins “Good Bank/Bad Bank” S ...

Financial Firm Entitled to Restitution from Rogue Employee

By: Therese M. Doherty, Arthur G. Jakoby, David M. Rosenfield, and Steven D. FeldmanHerrick, Feinstein LLP (New York, New York, USA) Federal Court Awards Investment Bank Restitution For Legal Fees Expended Conducting Int ...

SEC Cooperation Initiative

By: Therese M. Doherty and Arthur G. JakobyHerrick, Feinstein LLP (New York, New York, USA) On March 19, 2012, the Securities and Exchange Commission issued a press release (the "Press Release") praising a former executi ...

Herrick Feinstein's Corporate Alert - March 2012

By: Edward B. Stevenson and Irwin A. Kishner Herrick, Feinstein LLP (New York, New York, USA)Headlines include: House Passes JOBS Act; Court Analyzes "§220" Demand; SEC Tightens Qualified Client Standard; Court Addresse ...

Covered Service Provider Fee Disclosures Under ERISA §408(b)(2) Required by July 1, 2012

By: Irwin A. Kishner, Fred R. Green and Gary YoungHerrick, Feinstein LLP (New York, New York, USA) Section 408(b)(2) of ERISA provides a statutory exemption from the legal prohibition against payment for services from a ...

Public Company Perspectives

By: Stephen E. Fox and Irwin A. KishnerHerrick, Feinstein LLP (New York, New York, USA) As this election year begins and the prolonged downturn in the economy continues, the political rhetoric is creeping up and more pol ...

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