Member Articles

Contact: Herrick, Feinstein LLP (New York, New York, USA)     The Federal Trade Commission (the “FTC”) has withdrawn a policy statement issued in 2003, which outlined a methodology for determining w ...

Contact: Herrick, Feinstein LLP (New York, New York, USA)   The Second Circuit affirmed a decision which found that an investment partnership violated the short-swing profit provisions of Section 16(b) of the ...

Contact: Herrick, Feinstein LLP (New York, New York, USA)  The Southern District of New York in refusing to dismiss a breach of contract claim found that “use restrictions” in a non-disclosure agreement (“NDA ...

Contact: Herrick, Feinstein LLP (New York, New York, USA) Plan fiduciaries, which include employee benefit plan sponsors and parties in interest, must comply with the fiduciary responsibility and prohibited transac ...

Contact: Herrick, Feinstein LLP (New York, New York, USA) On August 8, 2012, the Second Circuit issued an important clarification regarding the statutory authority of the U.S. Securities and Exchange Commission (� ...

Contact: Herrick, Feinstein LLP (New York City, New York, USA) The SEC approved two rule proposals made by the national securities exchanges and FINRA intended to address volatility in the stock market. These rules will ...