Dennis Concilla is nationally recognized as a leader in securities recruiting law and has represented numerous national and regional securities and investment firms. With this expertise, Dennis heads the CPM Securities Practice Group. He is trusted counsel for securities broker-dealers, investment advisors, registered representatives, and banking institutions. In addition to his securities practice, he is also a trusted advisor in business law and litigation. In his experience, he has served as Legal Counsel to the Ohio Senate Majority, District Director of the 12th Ohio Congressional District, and was an Assistant Attorney General for Ohio. Dennis has served as an arbitrator for the National Association of Securities Dealers “NASD”) and trained arbitrators for the NASD. He has appeared before the Financial Industry National Regulatory Authority “FINRA” and its predecessor, the NASD, New York Stock Exchange, Commodities and Futures Trading Commission, Securities and Exchange Commission, Ohio Division of Securities, and other state regulators. Dennis has testified as an expert witness in matters related to the securities industry before state courts, arbitrations, and state regulatory hearings.
Practice Areas
Administrative & Regulatory
Bankruptcy and Restructuring
Business Services
Competition and Anti-Trust
Corporate and M&A
Franchise Law
Litigation & ADR
Securities Law
Commercial Law
Privacy & Information Security
Practice Areas
Administrative & Regulatory
Bankruptcy and Restructuring
Business Services
Competition and Anti-Trust
Corporate and M&A
Franchise Law
Litigation & ADR
Securities Law
Commercial Law
Privacy & Information Security
Industries
Banking and Financial Institutions & Services
Blockchain & Cryptocurrencies
Privately Owned Businesses
SEC/Publicly Listed Companies
Industries
Banking and Financial Institutions & Services
Blockchain & Cryptocurrencies
Privately Owned Businesses
SEC/Publicly Listed Companies
Language Skills
English
Language Skills
English
Specialty Groups
Blockchain & Cryptocurrency
Franchise Law
Intellectual Property, Information Technology & Cybersecurity
Specialty Groups
Blockchain & Cryptocurrency
Franchise Law
Intellectual Property, Information Technology & Cybersecurity
Bio
Dennis Concilla is nationally recognized as a leader in securities recruiting law and has represented numerous national and regional securities and investment firms. With this expertise, Dennis heads the CPM Securities Practice Group. He is trusted counsel for securities broker-dealers, investment advisors, registered representatives, and banking institutions. In addition to his securities practice, he is also a trusted advisor in business law and litigation. In his experience, he has served as Legal Counsel to the Ohio Senate Majority, District Director of the 12th Ohio Congressional District, and was an Assistant Attorney General for Ohio. Dennis has served as an arbitrator for the National Association of Securities Dealers “NASD”) and trained arbitrators for the NASD. He has appeared before the Financial Industry National Regulatory Authority “FINRA” and its predecessor, the NASD, New York Stock Exchange, Commodities and Futures Trading Commission, Securities and Exchange Commission, Ohio Division of Securities, and other state regulators. Dennis has testified as an expert witness in matters related to the securities industry before state courts, arbitrations, and state regulatory hearings.
OFFICES
Suite 300 - 1055 West Hastings St. Vancouver, B.C., Canada, V6E 2E9
360 Central Avenue, Suite 845 St. Petersburg, Florida, USA 33701
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